Transfer Agency

Global transfer agency and shareholder servicing

Differentiating your investor experience

Offering a best-in-class investor experience while meeting all regulatory requirements are top priorities for asset managers.

 

Our transfer agency experts deliver a premium service for you and your investors, helping you differentiate your investor experience and enable your distribution, while maintaining the highest standards of risk management.

 

We service Luxembourg, Ireland, U.K., Cayman, Bermuda, and Hong Kong domiciled funds and ETFs, as well as U.S. domiciled alternative funds, with institutional and wholesale investors in over 100 countries globally.

In it Together: AML Responsibilities Should Be Crystal Clear

August 07, 2020
The hallmark of a well-functioning anti-money laundering program (AML) is a clear delineation of roles and responsibilities. We explore how fund boards and asset managers can mitigate risk in an increasingly complex operating environment.
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    In Focus – A Look Forward: 2022 Tax Changes Impacting Global Portfolio Investors

    In this edition of In Focus, we provide a comprehensive list and breakdown of 2022 local law changes impacting tax rates, documentation, and market procedures, as well as the newly ratified DTATs and protocols that result in a tax rate impact to our clients.
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    In Focus – FAQs: Reforming the Global Corporate Tax System

    A plan to reform the international tax system and charge multinational enterprises a minimum tax rate has taken a significant step forward with its endorsement by OECD and G20 countries. BBH’s Global Tax Services highlights what clients need to know.
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    Germany: Navigating the UCITS Distribution Landscape

    BBH hosted a webinar of cross-border fund experts to discuss the potential of the German market and provide guidance on the best ways to market and distribute to local investors.

We deliver an exceptional and differentiating service, through our integrated global service model and a digital experience that provides you with a single, real-time view of your entire investor onboarding process and ongoing shareholder activity.

Eimear Hennigan

Senior Vice President
Investor Services
Dublin | Ireland

Setting the industry

Your investors benefit from a team of experts, including a dedicated Investor Relationship Manager, focused on their needs. Local time-zone support and a single technology platform globally enables us to deliver a high-touch, harmonized investor experience throughout the investment lifecycle.

We employ a combination of BBH proprietary systems and leading vendor applications to create a purposefully-designed, scalable, open-architecture operating platform, used by managers, investors, and BBH teams globally. Our platform facilitates interactions between you and your investors, and supports evolving distribution models across diverse financial and regulatory environments.  

We provide consistent access to data and reporting, irrespective of domicile. Our digital client platform, Infuse™, allows full transparency into the transfer agency process with access to real-time data to enable more timely decision-making, save time, and mitigate risk.

Infuse provides a single view into all account openings in progress across your funds, access to the shareholder register, and audit trails along the onboarding journey. You can access real-time transaction reporting, special events, trade data and a suite of reports.

Servicing many of the most successful cross-border asset managers globally, we provide country and regional expertise on market entry, distribution channels, the competitive landscape, product types, and asset flows.

With connectivity to all major global platforms (such as Allfunds, Fundsettle, Vestima, NSCC, EMX, TDCC) and extensive experience of onboarding these relationships, we help you open doors to new markets, navigate their individual nuances, and understand local investor trends.

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Brown Brother Harriman & Co. (“BBH”) may be used as a generic term to reference the company as a whole and/or its various subsidiaries generally. This material and any products or services may be issued or provided in multiple jurisdictions by duly authorized and regulated subsidiaries. This material is for general information and reference purposes only and does not constitute legal, tax or investment advice, nor should it be construed in any way as tax, accounting, legal or regulatory advice. Any reference to tax matters is not intended to be used, and may not be used, for purposes of avoiding penalties under the U.S. Internal Revenue Code, or other applicable tax regimes, or for promotion, marketing or recommendation to third parties. This material does not constitute an offer or solicitation to sell or buy securities, services or investment products in any jurisdiction where, or to any person to whom, it would be unauthorized or unlawful to do so. All information has been obtained from sources believed to be reliable, but accuracy is not guaranteed, and reliance should not be placed on the information presented. This material may not be reproduced, copied or transmitted without the permission of BBH. Pursuant to information regarding the provision of applicable services or products by BBH, please note the following: Brown Brothers Harriman Fund Administration Services (Ireland) Limited and Brown Brothers Harriman Trustee Services (Ireland) Limited are regulated by the Central Bank of Ireland, Brown Brothers Harriman Investor Services Limited is authorized and regulated by the Financial Conduct Authority, Brown Brothers Harriman (Luxembourg) S.C.A. is regulated by the Commission de Surveillance du Secteur Financier. All trademarks and service marks included are the property of BBH or their respective owners.

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You are required to read the following important information, which, in conjunction with the Terms and Conditions, governs your use of this website. Your use of this website and its contents constitute your acceptance of this information and those Terms and Conditions. If you do not agree with this information and the Terms and Conditions, you should immediately cease use of this website. The contents of this website have not been prepared for the benefit of investors outside of the United States. This website is not intended as a solicitation of the purchase or sale of any security or other financial instrument or any investment management services for any investor who resides in a jurisdiction other than the United States1. As a general matter, Brown Brothers Harriman & Co. and its subsidiaries (“BBH”) is not licensed or registered to solicit prospective investors and offer investment advisory services in jurisdictions outside of the United States. The information on this website is not intended to be distributed to, directed at or used by any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation. Persons in respect of whom such prohibitions apply must not access the website.  Under certain circumstances, BBH may provide services to investors located outside of the United States in accordance with applicable law. The conditions under which such services may be provided will be analyzed on a case-by-case basis by BBH. BBH will only accept investors from such jurisdictions or countries where it has made a determination that such an arrangement or relationship is permissible under the laws of that jurisdiction or country. The existence of this website is not intended to be a substitute for the type of analysis described above and is not intended as a solicitation of or recommendation to any prospective investor, including those located outside of the United States. Certain BBH products or services may not be available in certain jurisdictions. By choosing to access this website from any location other than the United States, you accept full responsibility for compliance with all local laws. The website contains content that has been obtained from sources that BBH believes to be reliable as of the date presented; however, BBH cannot guarantee the accuracy of such content, assure its completeness, or warrant that such information will not be changed. The content contained herein is current as of the date of issuance and is subject to change without notice. The website’s content does not constitute investment advice and should not be used as the basis for any investment decision. There is no guarantee that any investment objectives, expectations, targets described in this website or the  performance or profitability of any investment will be achieved. You understand that investing in securities and other financial instruments involves risks that may affect the value of the securities and may result in losses, including the potential loss of the principal invested, and you assume and are able to bear all such risks.  In no event shall BBH or any other affiliated party be liable for any direct, incidental, special, consequential, indirect, lost profits, loss of business or data, or punitive damages arising out of your use of this website. By clicking accept, you confirm that you accept  to the above Important Information along with Terms and Conditions.

 
1BBH sponsors UCITS Funds registered in Luxembourg, in certain jurisdictions. For information on those funds, please see bbhluxembourgfunds.com


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