Regulatory Intelligence

Market intelligence services for asset managers and financial institutions

What keeps you up at night gets us up in the morning

The asset management and banking industries move fast. Your long-term success depends not just on keeping up, but on proactively assessing how market dynamics will impact your investments and your clients.

Our market and distribution intelligence team is available to you on an ongoing basis to provide you with tailored insights on regulatory change, market shifts, and investor trends to help guide your current and future business strategies. We actively engage in key industry forums with global stakeholders allowing us to give you the most up-to-date and informed perspective on potential impacts to your business.

As partners in your success, you can rely on continuous regulatory and distribution intelligence, relevant to your specific business objectives, to help inform your decision making.

Adrian Whelan

Managing regulatory change on a global basis remains a significant challenge, however it can also often act as a catalyst for positive change.  BBH Regulatory Intelligence helps clients identify trends, challenges and opportunities which spring from such policy shifts.

Adrian Whelan

Managing Director
Investor Services
Dublin | Ireland
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    On the Regs: The EU plans its sustainable defense future

    With the European Union planning to increase funding to its defense industry despite growing geopolitical tensions and an increasingly multipolar world, how will this play against wider regional spending and investment initiatives?
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    Q&A: FASTER at a Glance

    BBH tax experts share insights on the changes ahead for the Faster and Safer Relief of Excess Withholding Taxes (FASTER) framework and key implications for investors and intermediaries.
  • Bursts, splashing water droplets on a solid background

    ESMA Sets Rules for Liquidity Management Tools

    Regulator lays out expectations of managers and menu for liquidity management of UCITS and AIFMD fund.
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    Exploring the Impacts of DORA

    Adrian Whelan sums up what is at stake for firms and their service providers.
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    ELTIF 2.0 Good Vibes

    A positive policy pivot from the European Commission has the market excited once again about ELTIF 2.0.
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    Final U.K. Rules Bring Ray of Positivity to the ESG Landscape

    The final U.K. sustainability disclosure rules display flexibility and pragmatism for ESG rulemaking as well as a potential shift to greater convergence between the U.K. and E.U.
  • SEC Headquarters building in Washington DC

    SEC Adopts New Private Fund Advisor Rules

    The SEC’s final rules for private fund advisors bring a new level of investor transparency and are highly likely to shake up current practices.
  • City of London office buildings at dawn

    U.K. Offshore Fund Regime News is a Big Positive for UCITS Funds

    In the immediate aftermath of Brexit, the continued access of UCITS funds to U.K. retail investors became a primary concern. While temporary measures were employed, the FCA said it would soon consult industry on a permanent solution.
  • Slinky photographed with gels and continuous lighting

    Industry Seeks Flexibility on Final ELTIF Rules

    Before asking the EU to greenlight the revised ELTIF 2.0 rules by January 2024, ESMA considers industry feedback on what will make it a success. Here’s our take.

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