Regulatory Intelligence

Global regulatory intelligence services for asset managers and banks

Harness the potential of market change

Understanding the impact of new and evolving regulations on your business is critical, but identifying and interpreting those changes can be challenging. 
 
Our team of Regulatory Intelligence experts help you navigate the global regulatory landscape and harness the potential opportunities.
 
Through our active participation in industry forums, committees, working groups, and industry conferences, we advocate on behalf of our clients’ interests to influence the regulatory agenda. We help you stay informed through meetings, events, and our extensive thought leadership program.

The Great T+1 Settlement Debate Comes to Europe

What’s needed before a region with 41 trading exchanges and 31 settlement infrastructures can consider a shorter settlement cycle?
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  • City of London office buildings at dawn

    U.K. Offshore Fund Regime News is a Big Positive for UCITS Funds

    In the immediate aftermath of Brexit, the continued access of UCITS funds to U.K. retail investors became a primary concern. While temporary measures were employed, the FCA said it would soon consult industry on a permanent solution.
  • Slinky photographed with gels and continuous lighting

    Industry Seeks Flexibility on Final ELTIF Rules

    Before asking the EU to greenlight the revised ELTIF 2.0 rules by January 2024, ESMA considers industry feedback on what will make it a success. Here’s our take.
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    SFDR: Back to the Drawing Board?

    The ESG disclosure regime has had a significant impact on funds in Europe since implementation in March 2021. Now, policymakers are reassessing.
  • Network of pins and threads in the shape of many interconnecting speech bubbles symbolizing social dialog

    Fund Benchmarking Proposals Set Tongues Wagging

    The EU Commission’s Retail Investment Strategy is a behemoth set of policy revisions to revise and revamp EU regulated investment funds. However, one specific proposal has attracted vast industry commentary.
  • European Union Flags in Strasbourg

    A Big Deal: UCITS 6 & 7

    With 35,000 funds and €12 trillion of assets in scope , any substantive changes to the UCITS framework are usually worthy of asset managers’ attention, writes Adrian Whelan
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    U.S. MMF Reforms: Some Relief but Plenty of Work Ahead

    Amid sighs of relief that mandatory swing pricing and intermediary support of floating NAVs haven’t made the final cut, groans about the work to do to adhere to MMF rules can also be heard.
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    U.S. T+1: Everything, Everywhere, All at Once

    The impacts of shortened settlement cycles in the U.S. are critical to asset managers and banks globally. What can you do now to prepare for the change?
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    ELTIF 2.0 – Beyond the Rulebook

    The goal of the European Long-Term Investment Fund to provide much needed funding for small and mid-cap private companies has not been met yet, but a redesign could change that, write Holly Gardner and Adrian Whelan
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    How Are You Articulating Your Fund’s ESG Strategy?

    Participants in our latest webinar heard that to retain and attract investors, it is critical that a manager aligns its people, policies and procedures to support its ESG principles.

X Marks the Spot: Will Greater China Embrace Best Execution Standards?

In this article, we explain how managers based in Greater China can look to optimize their foreign exchange process and oversight.
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Adrian Whelan

Managing regulatory change on a global basis remains a significant challenge, however it can also often act as a catalyst for positive change.  BBH Regulatory Intelligence helps clients identify trends, challenges and opportunities which spring from such policy shifts.

Adrian Whelan

Managing Director
Investor Services
Dublin | Ireland
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