Regulatory Intelligence

Global regulatory intelligence services for asset managers and banks

Harness the potential of market change

Understanding the impact of new and evolving regulations on your business is critical, but identifying and interpreting those changes can be challenging. 
 
Our team of Regulatory Intelligence experts help you navigate the global regulatory landscape and harness the potential opportunities.
 
Through our active participation in industry forums, committees, working groups, and industry conferences, we advocate on behalf of our clients’ interests to influence the regulatory agenda. We help you stay informed through meetings, events, and our extensive thought leadership program.

The Great T+1 Settlement Debate Comes to Europe

What’s needed before a region with 41 trading exchanges and 31 settlement infrastructures can consider a shorter settlement cycle?
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    U.S. T+1: Everything, Everywhere, All at Once

    The impacts of shortened settlement cycles in the U.S. are critical to asset managers and banks globally. What can you do now to prepare for the change?
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    ELTIF 2.0 – Beyond the Rulebook

    The goal of the European Long-Term Investment Fund to provide much needed funding for small and mid-cap private companies has not been met yet, but a redesign could change that, write Holly Gardner and Adrian Whelan
  • Birds eve view of the sea with abstract ESG icons and numbers featured over the top

    How Are You Articulating Your Fund’s ESG Strategy?

    Participants in our latest webinar heard that to retain and attract investors, it is critical that a manager aligns its people, policies and procedures to support its ESG principles.
  • green abstract background with clock overlay

    The Great T+1 Settlement Debate Comes to Europe

    What’s needed before a region with 41 trading exchanges and 31 settlement infrastructures can consider a shorter settlement cycle?

  • Is LTAF the Answer to the U.K.’s Pension Problems?

    The U.K.’s Long Term Asset Fund initiative could be a strategic solution for pension schemes amid future volatility.
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    Rewiring Capital Markets: Are You Joining?

    What is now needed to meet the next generation of ESG investors? Adrian Whelan unpicks the title of a session at Sibos, where he will be speaking next month.
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    Long Term Asset Fund: New U.K. Scheme Developing Nicely

    The U.K. Financial Conduct Authority (FCA) has opened a public consultation which seeks to reshape the rules around marketing of Long-Term Asset Funds (LTAFs) to allow access to a wider group of retail investors and pension schemes.
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    Let's Explore DORA

    Banks, asset managers and insurers operating in the EU will be subject to new rules intended to boost the security and resiliency of the financial sector. Adrian Whelan maps out what asset managers need to know.
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    Point of Sale Regulations: The Next Big ESG Deliverable

    Managers and distributors are increasingly obligated to engage investors on their ESG appetite. Adrian Whelan sets out the MiFID II Sustainability Preferences and other factors that firms should consider.

X Marks the Spot: Will Greater China Embrace Best Execution Standards?

In this article, we explain how managers based in Greater China can look to optimize their foreign exchange process and oversight.
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Adrian Whelan

Managing regulatory change on a global basis remains a significant challenge, however it can also often act as a catalyst for positive change.  BBH Regulatory Intelligence helps clients identify trends, challenges and opportunities which spring from such policy shifts.

Adrian Whelan

Senior Vice President
Investor Services
Dublin | Ireland
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