Regulatory Intelligence

Global regulatory intelligence services for asset managers and banks

Harness the potential of market change

Understanding the impact of new and evolving regulations on your business is critical, but identifying and interpreting those changes can be challenging. 
 
Our team of Regulatory Intelligence experts help you navigate the global regulatory landscape and harness the potential opportunities.
 
Through our active participation in industry forums, committees, working groups, and industry conferences, we advocate on behalf of our clients’ interests to influence the regulatory agenda. We help you stay informed through meetings, events, and our extensive thought leadership program.

The Great T+1 Settlement Debate Comes to Europe

What’s needed before a region with 41 trading exchanges and 31 settlement infrastructures can consider a shorter settlement cycle?
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  • Birds eve view of the sea with abstract ESG icons and numbers featured over the top

    How Are You Articulating Your Fund’s ESG Strategy?

    Participants in our latest webinar heard that to retain and attract investors, it is critical that a manager aligns its people, policies and procedures to support its ESG principles.
  • green abstract background with clock overlay

    The Great T+1 Settlement Debate Comes to Europe

    What’s needed before a region with 41 trading exchanges and 31 settlement infrastructures can consider a shorter settlement cycle?

  • Is LTAF the Answer to the U.K.’s Pension Problems?

    The U.K.’s Long Term Asset Fund initiative could be a strategic solution for pension schemes amid future volatility.
  • Steel brain with wires and cables. 3D illustration

    Rewiring Capital Markets: Are You Joining?

    What is now needed to meet the next generation of ESG investors? Adrian Whelan unpicks the title of a session at Sibos, where he will be speaking next month.
  • Postcard collage from London in England, United Kingdom

    Long Term Asset Fund: New U.K. Scheme Developing Nicely

    The U.K. Financial Conduct Authority (FCA) has opened a public consultation which seeks to reshape the rules around marketing of Long-Term Asset Funds (LTAFs) to allow access to a wider group of retail investors and pension schemes.
  • illustrated jungle background

    Let's Explore DORA

    Banks, asset managers and insurers operating in the EU will be subject to new rules intended to boost the security and resiliency of the financial sector. Adrian Whelan maps out what asset managers need to know.
  • Aerial view of heavy truck on a narrow twisting road

    Point of Sale Regulations: The Next Big ESG Deliverable

    Managers and distributors are increasingly obligated to engage investors on their ESG appetite. Adrian Whelan sets out the MiFID II Sustainability Preferences and other factors that firms should consider.
  • Drone view at windpark westermeerdijk a windmill farm in the lake IJsselmeer the biggest in the Netherlands

    ESG Regulatory Focus: Three Themes to Watch

    Simo Liu sits down with Adrian Whelan to discuss three ESG themes including global taxonomies, corporate governance and point of sale rules.
  • Cropped image of an unrecognizable businessman pulling out his empty pocket

    UCITS Side-Pockets: What you Need to Know

    With the curtailment of trading in Belarusian, Russian and Ukrainian securities, fund liquidity is high on asset managers’ agendas. BBH’s Adrian Whelan addresses some of the key questions around use of side-pockets for UCITS funds.

X Marks the Spot: Will Greater China Embrace Best Execution Standards?

In this article, we explain how managers based in Greater China can look to optimize their foreign exchange process and oversight.
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Adrian Whelan

Managing regulatory change on a global basis remains a significant challenge, however it can also often act as a catalyst for positive change.  BBH Regulatory Intelligence helps clients identify trends, challenges and opportunities which spring from such policy shifts.

Adrian Whelan

Senior Vice President
Investor Services
Dublin | Ireland
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1BBH sponsors UCITS Funds registered in Luxembourg, in certain jurisdictions. For information on those funds, please see bbhluxembourgfunds.com


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