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Cross Border Insights Video: NSCC Distribution

December 13, 2018 |

Watch our Cross Border Insight video featuring insights and perspectives on the NSCC.

We are excited to announce the next installment of our Cross Border Insight Video Series.  This video focuses on the NSCC, and features Mike Saunders and Killian Lonergan sharing insights and perspective on distribution and how global asset managers are distributing their UCITS fund products to Broker Dealers here in the US via the NSCC.


Compliance Notes:
The views expressed are as of 12/13/18 and are a general guide to the views of BBH. The opinions expressed are a reflection of BBH's best judgment at the time and any obligation to update our views as a result of new information, future events, or otherwise is disclaimed. This publication is provided by Brown Brothers Harriman & Co. and its subsidiaries (“BBH”) to recipients, who are classified as Professional Clients or Eligible Counterparties if in the European Economic Area (“EEA”), solely for informational purposes. This does not constitute legal, tax or investment advice and is not intended as an offer to sell or a solicitation to buy securities or investment products. Any reference to tax matters is not intended to be used, and may not be used, for purposes of avoiding penalties under the U.S. Internal Revenue Code or for promotion, marketing or recommendation to third parties. This information has been obtained from sources believed to be reliable that are available upon request. This material does not comprise an offer of services. Any opinions expressed are subject to change without notice. Unauthorized use or distribution without the prior written permission of BBH is prohibited. This publication is approved for distribution in member states of the EEA by Brown Brothers Harriman Investor Services Limited, authorized and regulated by the Financial Conduct Authority (FCA). BBH is a service mark of Brown Brothers Harriman & Co., registered in the United States and other countries. © Brown Brothers Harriman & Co. 2018. All rights reserved. 2018.  Tracking Number IS-04520-2018-12-11